Contents
Previous Next Chapter
Chapter I
Economic and Political Background to the Birth of Marxism
The Industrial Revolution
The French Revolution
The Bourgeois Democratic Revolutions
Conditions of the Proletariat
Working Class Consciousness and Proletarian Organisations
The birth of
Marxism belongs to the period of the dramatic and revolutionary growth
of capitalism in parts of North-Western Europe and North America which
resulted in the conclusive victory of capitalism over the then
predominant feudal system. This period, extending from the later part of
the eighteenth century up to the mid-nineteenth century, saw one of the
greatest transformations in human history and the establishment of the
global domination of a few Western capitalist regimes, particularly the
British. It not only led to the radical social and economic
transformation of the capitalist countries, it also led to the
capitulation and collapse of numerous age-old civilisations and empires
of the world. India became a province administered by British governors,
the Islamic states were thrown into crisis, Africa lay open to direct
conquest, even the great Chinese Empire was forced in 1839-42 to open
its frontiers to western exploitation. By 1848 nothing stood in the way
of western conquest of any territory that western governments or
businessmen might find it to their advantage to occupy, just as nothing
but time stood in the way of the progress of western capitalist
enterprise.
At the core
of this immense transformation stood the two earthshaking revolutions of
this period — the Industrial Revolution, centred in Britain, and the
French Revolution of 1789, leading to numerous other bourgeois
democratic revolutions. They represented the triumphant advance of the
revolutionary modern bourgeoisie. Some ground for these revolutions had
been laid in the numerous struggles waged by the nascent capitalist
class in the preceding centuries — prominently, the sixteenth century
Reformation (which according to Engels, was ‘the first act of bourgeois
revolution in Europe’), and the mid-seventeenth century English
Revolution. The social and economic forces, and the political and
intellectual tools for the bourgeois transformation of this period had
thus prepared and ripened over the years.
However, the
revolutions and transformations of this period also simultaneously led
to the emergence of the forces destined to counter and overcome the
bourgeoisie. The triumphant new system itself gave birth to the
struggling proletariat, and it was during this period itself that, at
least in Europe, the forces and ideas conceiving the death of capitalism
were taking birth. Though then extremely weak, the modern proletariat
and its ideology – Marxism – were the products of the period of the
greatest revolutionary transformation of the bourgeoisie. Revolutionary
socialist and communist ideology was born as a reaction to the dual
revolution of this period. By 1848 it had been classically formulated in
the Communist Manifesto.
The Industrial Revolution
The term
‘Industrial Revolution’ connotes the process by which, around the middle
of the eighteenth century, for the first time in human history, the
shackles were taken off the productive power of human societies, which
henceforth became capable of the constant, rapid and apparently
limitless multiplication of men, goods and services. No previous society
had been able to break through the ceiling which a pre-industrial social
structure, defective science and technology, and
consequently periodic breakdown, famine and death, imposed on
production. It is therefore that this sudden, qualitative and
fundamental transformation which occurred basically in Britain, was
referred to – first by the British and French socialists of the 1820s –
as a revolution, the Industrial Revolution. It marked the transformation
of society from the agricultural-mercantile basis of feudalism to the
industrial basis of capitalism.
It brought
about a tremendous expansion in the cotton textile, iron and coal
industries, as also in the railways. This massive production was
accompanied by a phenomenal growth of world trade, with Britain being
supplied with raw materials from all parts of the world and in turn
exporting its manufactured goods. A world market emerged and Britain
became the ‘workshop of the world’. The figures for cotton textiles
which was the main industry of the Industrial Revolution are indicative
of the pace of change. The quantity of raw cotton imported into Britain
rose from 11 million lbs. in 1785 to 588 million lbs. in 1850; the
output of cloth from 40 million to 2,025 million yards. And this rapid
increase was in direct comparison to the almost total stagnation under
centuries of feudalism.
The
Industrial Revolution was accelerated by the application of numerous
inventions for expanding production in industry. However, this
revolution broke out in Britain not because of its scientific and
technological superiority. In fact, in respect of scientific knowledge,
other countries, particularly France, were much ahead of Britain. It was
the material conditions (economic and political) in Britain that allowed
for the complete and unfettered growth of capitalism and thus determined
that this would be the country of the Industrial Revolution. Britain was
a country which had in 1649 itself experienced a bourgeois democratic
revolution, where the first king had been formally tried and executed,
and where private profit and economic development had become accepted as
the supreme objects of government policy. It had already found a
revolutionary solution of the agrarian problem. Farming was already
predominantly for the market; manufacture had long been diffused
throughout the feudal countryside. Agriculture was already prepared to
carry out its three fundamental functions in an era of industrialisation:
to increase production and productivity, so as to feed a rapidly rising
non-agricultural population; to provide a large and rising surplus of
potential recruits for the towns and industries; and to provide a
mechanism for the accumulation of capital to be used in the more modern
sectors of the economy. These internal factors, combined with colonial
expansion that provided a world market, made Britain the mother country
of the Industrial Revolution.
Though the
Industrial Revolution originated in, and was for many years restricted
to Britain, its effects were world-wide. The USA and most of the Western
European economies followed the lead of the pioneering British
industrialist and became advanced capitalist societies. The colonies and
the semi-colonies on the other hand, were forced to become appendages of
Britain, and to some extent the other industrialising countries. India
was deindustrialised with the smashing of its handloom industry. A
country which had for centuries exported textiles to the West was forced
to become an importer of British cottons. By 1820 it imported 11 million
yards, and by 1840 this figure grew to 145 million yards. Latin America
similarly was forced to absorb 56 million yards by 1820, which increased
to 279 million yards in 1840.
This
tremendous expansion of industry and trade converted the capitalist
class from a middle class (the literal meaning of the word ‘bourgeoisie’
is middle class), into a class of industrial millionaires - the modern
industrial bourgeoisie. A class which so far had only modest means as
compared to the feudal lords acquired riches unimaginable before the
Industrial Revolution. Though the feudals continued to be the richest
individuals in most countries, it was the bourgeoisie as a class, whose
rapidly strengthening position in the economy, gave it the power to
dictate terms within society. This class, which had since the sixteenth
century, waged numerous major struggles at the philosophical, economic,
political and military levels, began from this time onwards to achieve
conclusive victory over the great feudal landowners - kings, popes,
bishops, and nobles. In many countries bourgeois republics were set up
and even where these republics were overthrown and monarchy restored,
the modern bourgeois class succeeded in maintaining a controlling
position in the state and society.
The French Revolution
The period of
revolutionary and often violent capture of state power by the
bourgeoisie had started from the sixteenth century itself with the first
bourgeois revolution in Holland towards the end of that century and then
the English Revolution of 1649. Another significant revolution was that
of the USA in 1776. However it was the French Revolution of 1789 that
had the most far reaching impact. If the economy of the
nineteenth-century world was formed mainly under the influence of the
British Industrial Revolution, its politics and ideology were formed
mainly by the French. Britain provided the model for its railways and
factories, the economic substance which opened the traditional economic
and social structures of the world; but France made its revolutions and
gave the ideas that largely governed European and even world politics.
France provided the issues of liberal and radical-democratic politics
for most of the world. France provided the concept and the first great
example of nationalism. The ideology of the modern world first
penetrated ancient civilisations through French influence.
The French
Revolution occurred in the most powerful and populous state of Europe
and was a mass social revolution that was immensely more radical than
the other revolutions of the time. Further, of all contemporary
revolutions it alone attempted to spread and universalise its ideals.
Its armies set out to revolutionise the world; its ideas actually did
so. The direct impact of its ideas was felt as far away as India, as
also in the Islamic world. Its indirect influence is universal, for it
provided the pattern for all subsequent revolutionary movements, its
lessons being even included into modern socialism and communism.
The French
Revolution started as an agitation for constitutional reforms by the
bourgeoisie. This coincided with a severe economic and social crisis of
1788-1789 to convert it into a mass upsurge first of the urban poor and
then of the revolutionary peasantry. The key event of the Revolution was
the storming of the state prison - the Bastille - on July 14th, 1789 by
the revolutionary masses of Paris. It was the signal for the spreading
of the revolution to the provincial towns and the countryside. Within a
space of three weeks a wave of uprisings throughout the countryside had
smashed the social structure of French rural feudalism, as well as much
of the state machine of royal France. Feudal privileges were soon
officially removed, though it was only in the later more radical phase
of the Revolution in 1793 that feudalism was finally abolished. In
August 1789 was adopted the Declaration of the Rights of Man and
Citizens which though against all noble privileges was not in favour of
a democratic and egalitarian society. It provided for social
distinctions on the ‘grounds of common utility’, and a natural right to
private property was recognised. The earlier period of the Revolution up
to 1791 was led by the moderate sections of the bourgeoisie which
introduced massive reforms in the interests of the bourgeoisie under a
system of constitutional monarchy. However when foreign intervention to
try and restore the French king’s powers led to war in1792, the state
passed into the hands of a much more radical section of the bourgeoisie
- represented by the Jacobins. They abolished the monarchy and set up a
republic which granted the people universal suffrage, the right of
insurrection, and the right to work or maintenance. All remaining feudal
privileges were taken away without compensation and slavery was
abolished in the French colonies. Though the Jacobin Republic introduced
many measures favouring the urban and rural poor, it however proved too
radical for the bourgeoisie. When the difficulties of war alienated a
section of the popular support for it the main leaders of the Republic
like Robespierre and others were overthrown and executed in 1794. The
army which was growing in power through the victories in the wars soon
became the most powerful arm of the state. This led to the emergence and
consolidation of the rule of Napoleon who was the army’s most successful
General. Under his leadership the French army achieved victory over
almost the whole of Europe, except Russia and Britain. His rule
continued up to his defeat in 1813-15.
One very
important consequence of the French Revolution - whether direct or
indirect - was the abolition of feudalism over almost the whole of
Europe. Over most of Latin Europe (Spain and Italy), the Low Countries
(Belgium and Holland), Switzerland and Western Germany the abolition of
feudalism was the work of the French conquering armies, or of native
liberals who co-operated with them or were inspired by them. In
North-western Germany and the Illyrian Provinces like Croatia and
Slovenia, French reforms began or continued the legal revolution against
feudalism. In Prussia too the influence of the French Revolution was
decisive for the emancipation of the peasants. Thus, the actual legal
steps to secure bourgeois systems of landed property were taken mostly
between 1789 and 1812. However their implementation was most effective
in France and its adjoining areas. In other areas implementation was
slowed down by the reactionaries after Napoleon’s defeat and actually
came into practice where liberalism representing the bourgeoisie was
strong enough and where there existed an active body of middle class
buyers to take over the lands.
The Bourgeois Democratic Revolutions
The process
of the world-wide victory of capitalism was naturally marked by a series
of successful and unsuccessful attempts of the bourgeoisie to seize
power. The period after the defeat of the Napoleonic armies from 1815,
right up to 1848 was marked by a number of bourgeois revolutions,
primarily centred in the Western world - Europe and the Americas. The
first wave of revolutions occurred in 1820-24. In Europe the revolutions
took place in Spain (1820), Naples (1820) and Greece (1821). The first
two were suppressed, but the Greek Revolution, which started as a mass
insurrection, continued for a decade as a struggle for independence from
the Ottoman Empire. It united the Greek nation and its struggle became
an inspiration for international liberalism and the rallying point for
the European left wing during the 1820s. The Spanish Revolution, though
suppressed, led to the revival of the liberation movements in Latin
America. It led by 1822 to the independence of Spanish America i.e.
‘Great Colombia’ (including present day Colombia, Venezuela and
Ecuador), Argentina, Chile and Peru. In 1821 Mexican independence was
established, and in 1822 Brazil seceded from Portugal.
The second
wave of revolutions (1829-34) affected Europe much more deeply. The
crucial point in this wave was the overthrow in 1830 of the French
Bourbon monarchy (established after Napoleon’s defeat in 1815). Though
the revolution was defeated and did not result in the setting up of a
republic, it led to the establishment of a constitutional monarch, Louis
Philippe, with the support of bankers and the financial aristocracy. The
French uprising aroused the peoples in various other parts of Europe.
Belgium won independence from the Dutch in 1830, Poland fought
resolutely for two years before being suppressed militarily, agitations
covered parts of Italy and Germany, liberalism won in Switzerland, and
civil war between liberals and clerics broke out in Spain and Portugal.
Britain too experienced the Catholic Emancipation of Ireland in 1829 and
the French influenced electoral reform agitation leading up to the
Reforms Act of 1832.
The net
result of this revolutionary wave of 1830 was that it marked the
conclusive defeat of aristocratic power by bourgeois power in Western
Europe. The ruling class came to be that of the big bourgeoisie of
bankers, big industrialists and sometimes top civil servants, who were
on the one hand accepted by the aristocracy who agreed to promote
bourgeois policies, and on the other hand harassed from the outside by
the agitations of the lesser and unsatisfied businessmen, the
petty-bourgeoisie and the early labour movements.
1830 was a
crucial turning point. It marked the beginning of the decades of crisis
in the development of the new society which led up to the earthshaking
events of the ‘Continental Revolution’ wave of 1848. 1830 was also of
crucial importance in another more long-term sense. It marked the
emergence of the working-class as an independent and self-conscious
force in politics in Britain and France.
Conditions of the Proletariat
The
Industrial Revolution which brought untold riches to the bourgeoisie
only resulted in the most savage exploitation of the worker. The new
inventions in machinery did not mean any relief or benefit for the
worker. It only meant the lengthening of the working day and the
wholesale use of women and children in the mills and factories. Children
from the age of six onwards were forced to work fourteen to sixteen
hours in the British spinning mills. Women were also employed in large
numbers. In fact out of all the workers in the English cotton mills in
1834-47 about one-quarter were adult men, over half women and girls and
the rest were boys below the age of eighteen. This large scale
employment of women and children helped the capitalist to get cheaper
labour, as well as better control the workers. At the same time the full
force of the law was used to impose a brutal discipline on the workers.
Harsh anti-union laws prevailed in all countries in the period of
initial industrial growth. When these were relaxed to some extent, as in
England in 1824, their place was taken by strict disciplinary laws like
the British Master and Servant code of 1823. It punished the workers by
prison for breaches of contract, but hardly had any provision against
the employer except the rarely used minor fine.
The main
method however of controlling the workers was by ensuring that the wage
was so low that the worker would have to slog throughout the week in
order to make a minimum income. Thus, according to the employers,
"poverty was a guarantee of good behaviour". This poverty was ensured by
direct wage-cutting and the competition of the machine. Thus the weekly
wage of the handloom weaver of Bolton (in Britain) reduced from 33s. in
1795 to 14s. in 1815 to a net income of 4s. 11/2d. in 1829-34. In 1833,
10,000 of the 12,000 workers in the Glasgow cotton mills earned less
than 11s. a week. In 131 of the 152 Manchester mills average weekly
wages were less than 12s. a week. The wages and work conditions in the
new factories of France and western Germany were, if anything, worse;
and Belgium was, according to Marx, ‘the paradise of the capitalists’.
Working Class Consciousness and Proletarian Organisations
The living
and working conditions of the industrial proletariat were such that
rebellion was not merely possible, but virtually compulsory. Nothing was
more inevitable in the first half of the nineteenth century than the
appearance of labour and socialist movements, and of mass social unrest.
The labour movement provided an answer to the poor man’s cry. It must
however not be confused with the mere collective revulsion against
intolerable hardship. What was new in the labour movement of the early
nineteenth century was class consciousness and class ambition. The
‘poor’ no longer faced the ‘rich’. A specific class, the labouring
class, the workers, or proletariat, faced another, the employers or
capitalists. The French Revolution gave this new class confidence, the
Industrial Revolution impressed on it the need for permanent
mobilisation. A decent livelihood could not be achieved merely by the
occasional protest. It required the eternal vigilance, organisation and
activity of the ‘movement’ - the trade union, the mutual or co-operative
society, the working-class institute, newspaper or agitation. Further
the continuous process of social change that dominated the period
encouraged the workers to think in terms of an entirely changed society,
based on their experience and ideas as opposed to that of their
oppressors. It would be co-operative and not competitive, collectivist
and not individualist. It would be ‘socialist’. And it would be not just
the eternal dream of a free society, but a permanent, practicable
alternative to the present system.
Working-class
consciousness in this sense did not yet exist in 1789, or indeed during
the French Revolution. Outside Britain and France it barely existed even
in 1848. But in the two countries which personified the dual revolution,
it came into existence between 1815 and 1848, and more especially around
1830.
Before this
there had been struggles of the workers but they were mostly in the form
of spontaneous outbursts that lacked a long-term perspective and
consciousness. Examples of these were the actions of the Luddite
machine-breakers against British textiles in 1810-11. There had also
been organisations of the workers. In fact trade unions in Britain were
formed as early as 1752. But these pioneer unions were chiefly groupings
of skilled workers. It was only around 1818 that attempts were first
made in Britain to link all labouring men together in ‘general trades
unions’, i.e. to break through the sectional and local isolation of
particular groups of workers to the national, and even the universal
solidarity of the labouring class. It was also the period when the first
worker demonstrations and uprisings had to face the armed might of the
state - in London in 1816, and the much larger struggle in Manchester in
1819 where ten workers were killed and several hundred injured. The
movement for building a national union however picked up intense
momentum between 1829 and 1834 under the leadership of Robert Owen, the
utopian socialist. The National Association for the Protection of Labour
was set up in 1830. It was followed by the Grand National Consolidated
Trade Union of 1833-34 under the presidentship of Robert Owen. It had a
membership of around 500,000. Attempts were also made to organise
co-operatives of workers and convert the trade unions into national
unions of co-operatives, but this did not meet with success.
In 1837, the
great Chartist movement was launched, which according to Lenin, was ‘the
first broad, truly mass and politically organised proletarian
revolutionary movement’. Its six point Charter demanded universal
suffrage for men, equal electoral districts, annual Parliaments, payment
of Parliamentary members, secret ballot, and no property qualifications
for Members of Parliament. Its chief aim was to win political rights for
the working class. It employed the means of mass petitions with over 5
million signatures, and of mass meetings and demonstrations, some with
as many as 350,000 people. It had a regular weekly newspaper, the
Northern Star. When the demands were rejected by the bourgeois
Parliament, the workers began in many places to strike and go into
insurrection. However the movement was severely suppressed and died out
by 1850.
In other
parts of the capitalist world the workers’ organisation and movement did
not take on such a widespread form. This was partly because of the
brutal laws to control the workers in these countries, but mainly
because the level of industrialisation had nowhere advanced as far as in
Britain. In the USA trade unions grew in the 1820s and a centre was set
up in the form of the National Trades Union between 1834 and 1837. In
France, Belgium, Switzerland, Spain, Germany and other European
countries the workers were mainly organised in mutual benefit societies
and co-operatives. Some of these were highly organised. An example was
the community of Lyons (France) silk-workers, which played an important
role in the insurrections of these workers in 1831 and again in 1834. An
important role was also played by the underground revolutionary
political circles of workers in France. Another similar struggle in 1844
was the uprising of the handloom linen-weavers of Silesia who were being
pushed into impoverishment and starvation due to the competition of
British cotton goods. The struggle had an immense influence on the young
Marx.
Despite the
spread of working class consciousness and organisation, the proletariat
in this period did not as yet pose a threat to the social order. Its
struggles like the Lyons insurrections or the Chartist movement yet
lacked the organisation and maturity to advance towards revolution.
However the emergence of the proletariat as an independent class force,
as a material social force, was an event of world historical
significance. It represented the birth of the force destined to
challenge and overcome the then all-conquering bourgeoisie. The coming
into material existence of the proletariat also meant simultaneously the
birth of the ideas representing this new revolutionary class. Many ideas
and theories claiming to represent working class interests came into
being. And among them was Marxism, the ideology which was in the coming
years to prove to be the only true proletarian ideology; the ideology
capable of integrating with the proletariat, of building its
revolutionary organisations, and of guiding it to victory over the
bourgeoisie. |